Case: United States v. Indiana

1:00-cv-01991 | U.S. District Court for the Southern District of Indiana

Filed Date: Dec. 29, 2000

Closed Date: April 17, 2008

Clearinghouse coding complete

Case Summary

On December 29, 2000, United States Department of Justice's Civil Rights Division (DOJ) filed a complaint and settlement agreement concerning two Indiana state operated facilities serving approximately 560 people with developmental disabilities. The facilities were the Muscatatuck State Developmental Center in Butlerville, Indiana, and the Fort Wayne State Developmental Center in Fort Wayne, Indiana. The investigation and complaint were done pursuant to the DOJ's authority under the Civil Right…

On December 29, 2000, United States Department of Justice's Civil Rights Division (DOJ) filed a complaint and settlement agreement concerning two Indiana state operated facilities serving approximately 560 people with developmental disabilities. The facilities were the Muscatatuck State Developmental Center in Butlerville, Indiana, and the Fort Wayne State Developmental Center in Fort Wayne, Indiana. The investigation and complaint were done pursuant to the DOJ's authority under the Civil Rights of Institutionalized Persons Act (CRIPA).

The agreement required defendants to take steps to ensure the safety of people placed at the two facilities as well as the safety of any persons placed in alternative community settings. Regarding the facilities, the agreement required the state to: improve training, clinical, and medication practices; ensure that use of restraints is appropriate; and increase efforts to place individuals with developmental disabilities in the most integrated setting possible which is appropriate to their individual needs.

In 2002, the DOJ filed a stipulation that amended the State plan prepared in conjunction with the original settlement. The stipulation required improvements in clinical supervision and management of various services, including: general medicine; dentistry; psychology; psychiatry; nursing; physical; speech; dietary; and occupational therapy. The stipulation also required the state to design and implement a risk assessment system for persons determined to be at a high risk of suffering from any of the following conditions: aspiration/gastroesophageal reflux disease, dysphasia, choking, seizures, dehydration, constipation, and injury from behavioral problems. Finally, the settlement required the state to provide expanded transitional supports for residents leaving state developmental centers and relocating to community based residential placements. The DOJ also continued monitoring compliance with the settlement agreement.

From 2003 to 2008, the DOJ monitored compliance with the agreement, and the parties periodically entered a series of stipulations modifying the settlement agreement. In 2008, the DOJ and the State jointly monitored training sessions on health care coordination and risk management systems for protecting persons with developmental disabilities who live in community placement. The case ended in 2008 when the DOJ and the defendants jointly moved to dismiss the action because it found that the State had corrected the unlawful conditions.

Summary Authors

Chris Pollack (3/11/2019)

Related Cases

Schindler v. O'Bannon, Southern District of Indiana (2001)

People

For PACER's information on parties and their attorneys, see: https://www.courtlistener.com/docket/11236723/parties/united-states-v-indiana-state-of/


Judge(s)

Barker, Sarah Evans (Indiana)

Attorney for Plaintiff

Bailey, Sue Hendricks (Indiana)

Tayloe, Benjamin O. (District of Columbia)

Attorney for Defendant

Uhl, Wayne Elliott (Indiana)

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Documents in the Clearinghouse

Document

1:00-cv-01991

Docket [PACER]

United States of America v. State of Indiana

April 17, 2008

April 17, 2008

Docket

Docket

See docket on RECAP: https://www.courtlistener.com/docket/11236723/united-states-v-indiana-state-of/

Last updated Feb. 20, 2024, 3:10 a.m.

ECF Number Description Date Link Date / Link
1

COMPLAINT eod 12/29/00 [MAC] (Entered: 12/29/2000)

Dec. 29, 2000

Dec. 29, 2000

PACER
2

CIVIL COVER SHEET eod 12/29/00 [MAC] (Entered: 12/29/2000)

Dec. 29, 2000

Dec. 29, 2000

PACER
3

SUBMISSION of Settlement Agreement - JOINT Parties eod 12/29/00 [MAC] (Entered: 12/29/2000)

Dec. 29, 2000

Dec. 29, 2000

PACER
4

STIPULATION Amending Settlement Agreement - JOINT Parties eod 01/19/01 [MAC] (Entered: 01/19/2001)

Jan. 18, 2001

Jan. 18, 2001

PACER
5

CLOSED Dismissed - APPROVES Parties Settlement Agreement. (S.O.) cm SEB eod 01/24/01 [MAC] (Entered: 01/24/2001)

Jan. 23, 2001

Jan. 23, 2001

PACER
6

ENTRY APPROVES Parties Stipulation Amending Settlement Agreement. (S.O.) cm SEB eod 01/24/01 [MAC] (Entered: 01/24/2001)

Jan. 23, 2001

Jan. 23, 2001

PACER
7

REPORT (Quarterly Report) for the Quarter ending 3/31/01 c/s - DEFT State of Indiana eod 04/16/01 [MAC] (Entered: 04/16/2001)

April 16, 2001

April 16, 2001

PACER
8

REPORT (Quarterly Report) for the Quarter ending 6/30/01 -cs DEFT State of Indiana eod 07/24/01 [EAH] (Entered: 07/24/2001)

July 24, 2001

July 24, 2001

PACER
9

REPORT (Quarterly Report) for the Quarter ending 6/30/01 c/s - DEFT State of Indiana eod 04/15/02 [MAC] (Entered: 04/15/2002)

April 15, 2002

April 15, 2002

PACER
10

NOTICE of Substitution of Counsel by Patricia Huber Strachan, D.A.G. on behalf of defts c/s - DEFTS eod 04/15/02 [MAC] (Entered: 04/15/2002)

April 15, 2002

April 15, 2002

PACER
11

STIPULATION Amending Settlement Agreement - JOINT Parties eod 06/07/02 [MAC] (Entered: 06/07/2002)

June 7, 2002

June 7, 2002

PACER
12

ORDER APPROVES Parties Stipulation Amending Settlement Agreement. (S.O.) cm SEB eod 06/10/02 [MAC] (Entered: 06/10/2002)

June 7, 2002

June 7, 2002

PACER
13

NOTICE to the Court concerning quarterly report for the quarter ending 6/30/02 c/s - DEFTS eod 07/17/02 [MAC] (Entered: 07/17/2002)

July 16, 2002

July 16, 2002

PACER
14

NOTICE to the Court concerning Quarterly Report for the Quarter ending 1/16/03 c/s - DEFTS eod 01/17/03 [MAC] (Entered: 01/17/2003)

Jan. 16, 2003

Jan. 16, 2003

PACER
15

NOTICE to the Court concerning Quarterly Report c/s - DEFTS eod 04/16/03 [MAC] (Entered: 04/16/2003)

April 15, 2003

April 15, 2003

PACER
16

STIPULATION Modifying Duration of Settlement Agreement - JOINT Parties eod 06/06/03 [MAC] (Entered: 06/06/2003)

June 6, 2003

June 6, 2003

PACER
17

ORDER APPROVES Parties Stipulation Modifying duration of Settlement Agreement. (S.O.) cm SEB eod 06/12/03 [MAC] (Entered: 06/12/2003)

June 11, 2003

June 11, 2003

PACER
18

APPEARANCE of Wayne E. Uhl of law firm Stephenson Daly Morow & Semler on behalf of defts c/s - DEFTS eod 09/12/03 [MAC] (Entered: 09/12/2003)

Sept. 11, 2003

Sept. 11, 2003

PACER
19

NOTICE to the Court concerning Quarterly Report c/s - DEFTS eod 09/22/03 [MAC] (Entered: 09/22/2003)

Sept. 22, 2003

Sept. 22, 2003

PACER
20

NOTICE of service of Quarterly Report c/s - DEFTS eod 10/21/03 [MAC] (Entered: 10/21/2003)

Oct. 20, 2003

Oct. 20, 2003

PACER
21

MOTION TO WITHDRAW Appearance by Patricia Huber Strachan, D.A.G. on behalf of defts c/s - DEFTS eod 11/06/03 [MAC] (Entered: 11/06/2003)

Nov. 5, 2003

Nov. 5, 2003

PACER
22

ORDER GRANTS Motion to W/D Appearance by Patricia Huber Strachan, D.A.G. on behalf of defts. cm SEB eod 11/06/03 [MAC] (Entered: 11/06/2003)

Nov. 6, 2003

Nov. 6, 2003

PACER
23

APPEARANCE of Benjamin O. Tayloe, Jr., Lee R. Seltman and Kerry Krentler of the Special Litigation Section, Civil Rights Division, U.S. Department of Justice on behalf of the United States c/s - PLTF USA eod 03/12/04 [MAC] (Entered: 03/12/2004)

March 12, 2004

March 12, 2004

PACER
24

MOTION TO WITHDRAW as Counsel by Robert H. Stern on behalf of pltf c/s - PLTF USA eod 03/12/04 [MAC] (Entered: 03/12/2004)

March 12, 2004

March 12, 2004

PACER
25

ORDER GRANTS Motion to W/D Appearance by Robert H. Stern on behalf of pltf. cm SEB eod 03/15/04 [MAC] (Entered: 03/15/2004)

March 12, 2004

March 12, 2004

PACER
26

NOTICE of Service of Quarterly Reports c/s - DEFTS eod 04/15/04 [MAC] (Entered: 04/15/2004)

April 15, 2004

April 15, 2004

PACER
27

MOTION to Substitute Appearance c/s - PLTF USA eod 04/16/04 [MAC] (Entered: 04/16/2004)

April 15, 2004

April 15, 2004

PACER
28

ORDER GRANTS pltf's Motion to Substitute the Appearance of Sue Hendricks Bailey on behalf of the United States of America. cm SEB eod 04/19/04 [MAC] (Entered: 04/19/2004)

April 19, 2004

April 19, 2004

PACER
29

NOTICE of Service of Quarterly Reports c/s - DEFTS eod 07/20/04 [MAC] (Entered: 07/20/2004)

July 20, 2004

July 20, 2004

PACER
30

STIPULATION MODIFYING Terms of Settlement Agreement - PARTIES eod 09/22/04 [MAC] (Entered: 09/22/2004)

Sept. 22, 2004

Sept. 22, 2004

PACER
31

ENTRY APPROVES Parties Stipulation Modifying Terms of Settlement Agreement. (S.O.) cm SEB eod 09/27/04 [MAC] (Entered: 09/27/2004)

Sept. 24, 2004

Sept. 24, 2004

PACER
32

STIPULATION MODIFYING Terms of Settlement Agreement - PARTIES eod 08/11/05 [MAC] (Entered: 08/11/2005)

Aug. 11, 2005

Aug. 11, 2005

PACER
33

ORDER APPROVES Stipulation Modifying Terms of Settlement Agreement. (S.O.) cm SEB eod 08/29/05 [MAC] (Entered: 08/29/2005)

Aug. 26, 2005

Aug. 26, 2005

PACER
34

MOTION FOR TIME TO extend Jurisdiction pending submission of Stipulation to Modify Settlement Agreement c/s - JOINT Parties eod 03/26/07 [MAC] (Entered: 03/26/2007)

March 26, 2007

March 26, 2007

PACER
35

STIPULATION MODIFYING Terms of Settlement Agreement - PARTIES eod 04/16/07 [MAC] (Entered: 04/16/2007)

April 16, 2007

April 16, 2007

PACER
36

ORDER APPROVES Parties Stipulation Modifying Terms of Settlement Agreement (S.O.) cm SEB eod 04/30/07 [MAC] (Entered: 04/30/2007)

April 27, 2007

April 27, 2007

PACER
37

MOTION to extend Jurisdiction pending submission of Stipulation of Dismissal c/s - JOINT Parties eod 03/28/08 [MAC] (Entered: 03/28/2008)

March 28, 2008

March 28, 2008

PACER
38

ORDER GRANTS Parties Joint Motion to extend Jurisdiction over the Settlement Agreement to and including 4/16/08. cm SEB eod 04/02/08 [MAC] (Entered: 04/02/2008)

April 1, 2008

April 1, 2008

PACER
39

STIPULATION to Dismissal - JOINT Parties eod 04/16/08 [MAC] (Entered: 04/16/2008)

April 16, 2008

April 16, 2008

PACER
40

ORDER APPROVES Parties Stipulation of Dismissal, all parties to bear their own costs. cm SEB eod 04/18/08 [MAC] (Entered: 04/18/2008)

April 17, 2008

April 17, 2008

PACER

Case Details

State / Territory: Indiana

Case Type(s):

Mental Health (Facility)

Key Dates

Filing Date: Dec. 29, 2000

Closing Date: April 17, 2008

Case Ongoing: No

Plaintiffs

Plaintiff Description:

United States Department of Justice Civil Rights Division

Plaintiff Type(s):

U.S. Dept of Justice plaintiff

Attorney Organizations:

U.S. Dept. of Justice Civil Rights Division

Public Interest Lawyer: Yes

Filed Pro Se: No

Class Action Sought: No

Class Action Outcome: Not sought

Defendants

Indiana, State

Defendant Type(s):

Jurisdiction-wide

Case Details

Causes of Action:

Civil Rights of Institutionalized Persons Act (CRIPA), 42 U.S.C. § 1997 et seq.

Constitutional Clause(s):

Due Process

Available Documents:

Trial Court Docket

Injunctive (or Injunctive-like) Relief

Outcome

Prevailing Party: Plaintiff

Nature of Relief:

Injunction / Injunctive-like Settlement

Source of Relief:

Settlement

Form of Settlement:

Court Approved Settlement or Consent Decree

Content of Injunction:

Monitoring

Training

Issues

General:

Failure to train

Individualized planning

Restraints : physical

Staff (number, training, qualifications, wages)

Jails, Prisons, Detention Centers, and Other Institutions:

Placement in mental health facilities

Disability and Disability Rights:

Integrated setting

Least restrictive environment

Intellectual/developmental disability, unspecified

Medical/Mental Health:

Intellectual/Developmental Disability

Medical care, general

Medication, administration of

Mental health care, general

Type of Facility:

Government-run