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Case Name Smith v. Bounds PC-NC-0007
Docket / Court 5:72-CT-3052-F ( E.D.N.C. )
State/Territory North Carolina
Case Type(s) Prison Conditions
Case Summary
This litigation, to vindicate prisoners' rights to meaningful access to the courts, began in the early 1970s as three separate lawsuits filed in the United States District Court for the Eastern District of North Carolina. The court consolidated Smith v. Bounds, No. 3052, Morgan v. Turner, No. 4277, ... read more >
This litigation, to vindicate prisoners' rights to meaningful access to the courts, began in the early 1970s as three separate lawsuits filed in the United States District Court for the Eastern District of North Carolina. The court consolidated Smith v. Bounds, No. 3052, Morgan v. Turner, No. 4277, and Harrington v. Holshouser, No. 709. The plaintiffs, represented by private and court-appointed counsel, sought injunctive relief against North Carolina, its Department of Corrections, and corrections officials and wardens associated with the Central State Prison and the Odom Correctional Institute.

In 1974, the court granted summary judgment in favor of the plaintiffs. The court ordered the State to ensure that inmates, regardless of indigence, had access to the courts. The plaintiffs asked the court to mandate an attorney assistance program, under which the State would pay for legal counsel for inmates. The court acknowledged the benefits of an attorney assistance program, but recognized that the State should be allowed to choose how to meet its constitutional obligations. North Carolina decided to build law libraries at seven of its eighty facilities, furnish legal supplies and copies for indigent inmates, and train inmates to work as paralegals. Prisoners incarcerated in other facilities could request temporary transfer to one of the facilities with law libraries. The court approved the plan and both parties appealed.

On September 30, 1975, the United States Court of Appeals for the Fourth Circuit (Judge Donald Russell) affirmed the lower court's ruling, upholding the State's constitutional obligation to ensure inmates' access to the courts while also recognizing that law libraries and attorney assistance were both independently sufficient to meet this obligation. The Fourth Circuit, however, modified the State's plan to better address female inmates' access to the courts. The United States Supreme Court granted the plaintiffs' petition for a writ of certiorari on April 5, 1976. Bounds v. Smith, 425 U.S. 910 (1976).

On April 27, 1977, the Supreme Court (Justice Thurgood Marshall) affirmed, holding that a prisoner's constitutional right of access to the courts could be protected either with access to law libraries or with an attorney assistance program. Bounds v. Smith, 430 U.S. 817 (1977). The Court defined the right of access to the courts as the right to file meaningful legal papers. In so doing, the Court affirmed and explained its per curiam opinion in Younger v. Gilmore, 404 U.S. 15 (1971). Concurring, one justice (Justice Lewis F. Powell, Jr.), emphasized that the inmate's complaint could be filed in either a state or federal court. Two justices (Justice William H. Rehnquist and Chief Justice Warren E. Burger) dissented, arguing that the origin of an inmate's right of access to the courts was statutory, not constitutional, and could consequently only impose a negative duty on the states. A third dissenting justice (Justice Potter Stewart) argued that access to a law library was not sufficient alone to guarantee meaningful access to the courts for inmates.

Following the Supreme Court's decision, North Carolina implemented its law library plan. In 1978, the district court dismissed the lawsuit after finding that the law library plan was fully functional. The plaintiffs appealed, challenging the district court's determination that the State had fulfilled its duty under the law library plan. On May 14, 1979, the United States Court of Appeals for the Fourth Circuit vacated and remanded without opinion. Harrington v. Holshouser, 598 F.2d 614 (4th Cir. 1979). On April 18, 1983, the district court again concluded that the law library program had been successfully implemented and dismissed the lawsuit.

On appeal, the plaintiffs alleged that the State had not sufficiently implemented four components of the law library plan. Specifically, the plaintiffs claimed that (1) inmate paralegals had been inadequately trained, in fact only one inmate was ever trained, (2) the State continued to charge indigent inmates for legal photocopying, (3) inmates in disciplinary segregation were not permitted access to the law libraries, and (4) the practice of temporarily transferring inmates to law library facilities was not sufficient to provide all inmates with access to the courts. On August 14, 1984, the Fourth Circuit (Judge James M. Sprouse) held that the State had offered insufficient evidence of the implementation of the program, except on segregated inmates' access to the law library. Harrington v. Holshouser, 741 F.2d 66 (1984). On that issue, the court concluded that policies prohibiting inmates from being isolated for more than 15 consecutive days allowed inmates constitutionally sufficient access to the courts. The appellate court remanded the remaining issues for reconsideration.

The State failed to respond to court orders for evidence of compliance. On May 14, 1985, the district court (Judge Franklin T. Dupree) interpreted the State's unresponsiveness as evidence that the State had not complied with the law library plan. Smith v. Bounds, 610 F. Supp. 597 (E.D.N.C. 1985), reconsideration denied, 657 F. Supp. 1322 (E.D.N.C. 1985), aff'd, 813 F.2d 1299 (4th Cir. 1987), reh'g en banc granted, 821 F.2d 222 (4th Cir. 1987), aff'd 841 F.2d 77 (4th Cir. 1988). Discouraged by the State's failure to comply with its own plan after a decade, the court withdrew its approval of the law library plan. Instead, the court ordered the State to provide all inmates with attorney assistance and ordered both parties to suggest how such a system could be organized.

On April 10, 1986, the court rejected the State's attorney assistance plan, which it criticized as allowing prison officials too much influence over inmates' litigation. Smith v. Bounds, 657 F. Supp. 1327 (E.D.N.C. 1986). The court adopted a plan for an attorney assistance program patterned on their proposal, noting that the State had failed to contest any part of either of the two plans submitted by the plaintiffs. The plan approved by the court required North Carolina to contract with Legal Services of North Carolina to directly provide inmates with legal counsel. The defendants appealed but, on October 3, 1988, the Supreme Court denied North Carolina's petition for a writ of certiorari and granted the plaintiffs' request to proceed in forma pauperis. Bounds v. Smith, 488 U.S. 869 (1988).

On March 24, 1997, the district court (Judge James C. Fox) refused to lift the attorney assistance injunction in response to the enactment of the Prison Litigation Reform Act, which amended 18 U.S.C. § 3626. The court reasoned that the injunction was not moot merely because it lacked an express statement that the injunction had been narrowly drawn. However, the court conceded that the State would be within its rights to seek termination of the injunction after one year.

We lack the docket for this lawsuit and do not know whether the State sought termination of the injunction in 1998.

Elizabeth Chilcoat - 06/23/2006


compress summary

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Issues and Causes of Action
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Issues
General
Access to lawyers or judicial system
Law library access
Plaintiff Type
Private Plaintiff
Type of Facility
Government-run
Causes of Action 42 U.S.C. ยง 1983
Defendant(s) North Carolina DOC
Plaintiff Description North Carolina inmates seeking to require state to provide prisoners in custody under state process fundamental constitutional right of access to courts
Indexed Lawyer Organizations None on record
Class action status sought No
Class action status granted No
Prevailing Party Mixed
Public Int. Lawyer No
Nature of Relief Injunction / Injunctive-like Settlement
Source of Relief Litigation
Form of Settlement None on record
Order Duration 1974 - n/a
Case Closing Year n/a
Case Ongoing Unknown
Additional Resources
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Case Studies Civil Rights Injunctions Over Time: A Case Study of Jail and Prison Court Orders
N.Y.U. Law Review
By: Margo Schlanger (Washington University)
Citation: 81 N.Y.U. L. Rev. 550 (2006)
[ Detail ] [ PDF ] [ External Link ]

  Judicial Policy Making and the Modern State: How the Courts Reformed America's Prisons
By: Malcolm M. Feeley & Edward Rubin (UC Berkeley Boalt Hall School of Law & Vanderbilt School of Law Faculty)
Citation: (1998)
[ Detail ]

Links The Oyez Project, Bounds v Smith, 430 U.S. 817 (1977)
www.oyez.org
Posted: Apr. 27, 1977
By: Oyez Project (IIT Chicago-Kent College of Law)
[ Detail ] [ External Link ]

Docket(s)
No docket sheet currently in the collection
General Documents
Reported Opinion 09/30/1975 (538 F.2d 541)
PC-NC-0007-0004 PDF | WESTLAW| LEXIS | Detail
Document Source: Google Scholar
Ruling on Petition for Writ of Certiorari 04/05/1976 (425 U.S. 910)
PC-NC-0007-0012 PDF | WESTLAW| LEXIS | Detail
Document Source: Westlaw
Opinion 04/27/1977 (430 U.S. 817)
PC-NC-0007-0013 PDF | WESTLAW| LEXIS | Detail
Document Source: Westlaw
Opinion 05/14/1979 (598 F.2d 614)
PC-NC-0007-0010 PDF | WESTLAW| LEXIS | Detail
Opinion 08/14/1984 (741 F.2d 66)
PC-NC-0007-0008 PDF | WESTLAW| LEXIS | Detail
Document Source: Google Scholar
Opinion 05/14/1985 (610 F.Supp. 597) (E.D.N.C.)
PC-NC-0007-0003 PDF | WESTLAW| LEXIS | Detail
Document Source: Google Scholar
Order 03/11/1986 (657 F.Supp. 1322) (E.D.N.C.)
PC-NC-0007-0002 PDF | WESTLAW| LEXIS | Detail
Document Source: Google Scholar
Order 04/10/1986 (657 F.Supp. 1327) (E.D.N.C.)
PC-NC-0007-0007 PDF | WESTLAW| LEXIS | Detail
Document Source: Google Scholar
Opinion 03/18/1987 (813 F.2d 1299)
PC-NC-0007-0005 PDF | WESTLAW| LEXIS | Detail
Document Source: Google Scholar
Order 06/18/1987 (821 F.2d 222)
PC-NC-0007-0009 PDF | WESTLAW| LEXIS | Detail
Opinion 03/03/1988 (841 F.2d 77)
PC-NC-0007-0006 PDF | WESTLAW| LEXIS | Detail
Document Source: Google Scholar
Ruling on Petition for Writ of Certiorari 10/03/1988 (488 U.S. 869)
PC-NC-0007-0011 PDF | WESTLAW| LEXIS | Detail
Document Source: Westlaw
Order 03/25/1997 (E.D.N.C.)
PC-NC-0007-0001 PDF | Detail
Judges Anderson, Robert Palmer (D. Conn., Second Circuit)
PC-NC-0007-0004
Butzner, John Decker Jr. (E.D. Va., Fourth Circuit)
PC-NC-0007-0005 | PC-NC-0007-0006 | PC-NC-0007-0008
Chapman, Robert Foster (D.S.C., Fourth Circuit)
PC-NC-0007-0006
Dupree, Franklin Taylor Jr. (E.D.N.C.)
PC-NC-0007-0002 | PC-NC-0007-0003 | PC-NC-0007-0007
Ervin, Samuel James III (Fourth Circuit)
PC-NC-0007-0006
Fox, James Carroll (E.D.N.C.)
PC-NC-0007-0001
Hall, Kenneth Keller (S.D. W. Va., Fourth Circuit)
PC-NC-0007-0006
Haynsworth, Clement Furman Jr. (Fourth Circuit)
PC-NC-0007-0004
Marshall, Thurgood (SCOTUS, Second Circuit)
PC-NC-0007-0013
Murnaghan, Francis Dominic Jr. (Fourth Circuit)
PC-NC-0007-0006
Phillips, James Dickson Jr. (Fourth Circuit)
PC-NC-0007-0006
Russell, Donald Stuart (D.S.C., Fourth Circuit)
PC-NC-0007-0004 | PC-NC-0007-0006
Sprouse, James Marshall (Fourth Circuit)
PC-NC-0007-0005 | PC-NC-0007-0006 | PC-NC-0007-0008
Widener, Hiram Emory Jr. (W.D. Va., Fourth Circuit)
PC-NC-0007-0006
Wilkins, William Walter (D.S.C., Fourth Circuit)
PC-NC-0007-0006
Wilkinson, James Harvie III (Fourth Circuit)
PC-NC-0007-0006
Winter, Harrison Lee (D. Md., Fourth Circuit)
PC-NC-0007-0005 | PC-NC-0007-0006 | PC-NC-0007-0008
Monitors/Masters None on record
Plaintiff's Lawyers Antrim, Patrick (North Carolina)
PC-NC-0007-0004
Manning, Howard (North Carolina)
PC-NC-0007-0004
Nakell, Barry (North Carolina)
PC-NC-0007-0002 | PC-NC-0007-0003 | PC-NC-0007-0004 | PC-NC-0007-0005 | PC-NC-0007-0006 | PC-NC-0007-0007 | PC-NC-0007-0008 | PC-NC-0007-0013
Defendant's Lawyers Edmisten, Rufus L. (North Carolina)
PC-NC-0007-0004 | PC-NC-0007-0008
Safron, Jacob L. (North Carolina)
PC-NC-0007-0002 | PC-NC-0007-0003 | PC-NC-0007-0004 | PC-NC-0007-0007 | PC-NC-0007-0008 | PC-NC-0007-0013
Thibaut, Sylvia (North Carolina)
PC-NC-0007-0005 | PC-NC-0007-0006
Thornburg, Lacy Herman (North Carolina)
PC-NC-0007-0005 | PC-NC-0007-0006
Vanore, Andrew Albert Jr. (North Carolina)
PC-NC-0007-0005 | PC-NC-0007-0006
Other Lawyers None on record

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